Manage and maintain Vivid's Virtual/Crypto Asset compliance program to ensure ongoing compliance with applicable laws, regulations, and best practices with an initial focus on AML/CFT compliance.

Fast growing platform with great learning opportunity, chance to work with an excellent team of young professionals, competitive remuneration package with stock option granted.

The Compliance Officer supports the Senior Director, Head of Legal & Compliance of MBE for handling compliance and regulatory matters in the bank and branches. The role of the Compliance Officer is to ensuring that all compliance and reputational risk and liability issues of the bank and branches are adequately addressed.

Promontory is seeking a Senior Principal with demonstrated expertise in regulatory compliance to join its Compliance Practice Group.

The Compliance Professional will be responsible for assisting the Chief Operating Officer and General Counsel of Lion's Head Group Ltd in overseeing compliance and regulatory activities of LHG, including all of its subsidiaries.

You will be the Regulatory Manager for Citco Nederland B.V. (CNE). CNE holds a license from - and is regulated by the Dutch Central Bank (DNB) as a Trust Services provider.

The Compliance department currently consists of 12 people. On behalf of management, the Compliance function keeps an independent oversight of policies and procedures that seek to ensure FMO is in conformity with integrity related laws and regulations in letter and spirit. Due to a.o. the currently being executed FEC Enhancement Programme, the Compliance department is being strengthened and professionalised.

The purpose of this role is to conduct compliance monitoring, to provide guidance on control arrangements, design and prepare reporting. By your involvement in designing solutions for efficient and data based monitoring solution you contribute to the further development of the compliance monitoring program. You will be involved with control arrangements in varies business units and activities as part of the comprehensive scope of our monitoring program.

In this position you will perform a range of duties including evaluating all current and new compliance regulations, reviewing company processes, and leading training sessions. The successful candidate will be an excellent communicator, with in depth knowledge of the latest industry procedures and regulations.

You will be based in the Venray (the Netherlands) but we will continue working remotely.

One of the main objectives of the Compliance department is to support the MB in ensuring - and demonstrating - sound and controlled business conduct.

Je kunt goed overweg met COSO ERM, ISO 27000, Compliance Risico Management en GRC-systemen & methodieken (Governance Risk Compliance). Je zet analyses en adviezen helder en beknopt op papier als basis voor draagvlak, risico-eigenaarschap en besluitvorming. Je kunt makkelijk schakelen en balanceren tussen hoofd -en bijzaken, theoretische kennis en pragmatische toepasbaarheid. Daarnaast zorg je voor een optimale samenwerking binnen jouw team en heb je regelmatig contact en zoek je de verbinding met andere stakeholders binnen de organisatie. Door goede managementinformatie weet je transparant inzage te geven in de behaalde resultaten. Je hebt een grote mate van vrijheid en zelfstandigheid, je rapporteert aan de CFO en de Audit Commissie van de Raad van Toezicht.

The Model Developer Pillar 1 works in a team on the development, implementation and monitoring of regulatory and business models. The role is also supporting the risk department by analysing data in order detect portfolio trends which cause significant changes in the capital or are not within the risk appetite.

My client develops its own models and uses these retail credit risk models for underwriting, IRBA, IFRS 9 and forecasting purposes. These models cover all retail portfolios of the bank, including mortgages and personal loans.

The validation function is responsible for providing assurance that models are appropriate for the intended use and compliant with internal policies and external regulations as well as providing added value in the ongoing model development and periodic validation of models. Being able to provide an understanding of a model's limitations & weaknesses to the Management is also a core responsibility in this function.

Furthermore, in this role, you are responsible to maintain the model governance framework of the bank and manage any outsourced validation activities.

You build relationships with all stakeholders, including regulators, communicating all requirements and implications clearly and delivering required output to agreed plans and timescales.

The model validation team is responsible for performing all initial and periodic validations of the credit risk, asset risk, market risk, operational risk, liquidity risk and other risk models managed by Group Risk. The Model Validator operates independently of the model development team to ensure the objectivity of the validation process. The validation process covers the quantitative assessment of data, methodology, calibration and model use. The model validator also participates in the maintenance of the model risk related policies and standards.

Het identificeren van compliance risico's, toezien op de naleving van compliance afspraken en het bewaken van de integriteit van de handelspraktijken van BSG, met als doel om te zorgen dat de activiteiten voldoen aan wet- en regelgeving. De Compliance Officer is onafhankelijk gepositioneerd en creëert bewustzijn, houdt toezicht en adviseert over inrichting, implementatie en naleving van de compliance regels.

Als Asset & Liability (ALM) risk manager draag je zorg voor de uitvoer en verdere ontwikkeling van het ALM risk management van de bank door middel van analyses, modellering en kwantificering van risico's. Hiermee til je het risicobewustzijn van de bank naar een hoger niveau.

The principal purpose of this role is to work on transaction support tasks including Customer Due Diligence in our front-office business in accordance with all internal policy and procedures.

In this role you will manage, and help shape, the newly established KYC department responsible for all matters related to KYC throughout the client lifecycle, from onboarding to periodic /event driven review to exit. Reporting to the Chief Investment Officer (CIO), you will be accountable for the strategy for KYC and further building and leading a dedicated team of 3 Managers, 30+ analysts, 10 QR Officers, to create a high-quality KYC center of competence.