Senior Monitoring Officer

Amsterdam Permanent

Added 26/10/2021

  • Nice Opportunity to help building up a new compliance department
  • Nice Opportunity to help building up a new compliance department

About Our Client

Our Client is an independent wealth manager.

Job Description

  • Contribute to the execution of the compliance monitoring plan as defined in the compliance annual monitoring program
  • Collaborate with the compliance team on the further development of the compliance program
  • Pro-actively drive the development of efficient and data based monitoring solutions
  • Support the development of monitoring methodology in close cooperation with the compliance team, Non-Financial Risk Management and first line business control
  • Advice the business on enhancement of controls as required
  • Contribute to advancing the digitalisation of the compliance control risk framework
  • Support the development of the compliance control dashboard
  • Assist on responses to regulatory enquiries

The Successful Applicant

  • Minimum 5+ years' experience with compliance monitoring in a compliance, risk management or audit role at a larger financial organization;
  • Academic background (law, economics or another relevant academic background, preferable audit or equivalent certification);
  • Knowledge of financial markets regulation such as MIFID II, MAD/MAR, EMIR, AIFMD
  • Proactive, result-oriented, and well organized;
  • Team player that is able to work independently;
  • Ability to handle multiple tasks simultaneously and work under pressure;
  • Adaptive to a changing environment and translate this into monitoring requirements
  • Knowledgeable on data usage and analytics, preferable knowledge of Power BI
  • Affinity with enterprise risk systems and understanding of control automation
  • Fluent in both Dutch and English;
  • Eager to learn and to improve.

What's on Offer


Willem van Leeuwen
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